SEC Form 4 · accession 0001028734-17-000049
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary M White
Director
Period of report
Mar 14, 2017
Accepted (ET)
Mar 14, 2017 · 7:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2017 | M | 8 | $6.62 | A | 5,984 | D | |
| Common Stock | Mar 14, 2017 | S | 8 | $17.00 | D | 5,976 | D | |
| Common Stock | Mar 14, 2017 | M | 1,000 | $7.22 | A | 6,976 | D | |
| Common Stock | Mar 14, 2017 | S | 1,000 | $17.00 | D | 5,976 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $6.62 | Mar 14, 2017 | M | 8 | D | May 17, 2012 | May 17, 2019 | Common Stock | 8 | 992 | D |
| Non-Qualified Stock Option (right to buy) | $7.22 | Mar 14, 2017 | M | 1,000 | D | May 18, 2011 | May 18, 2018 | Common Stock | 1,000 | 0 | D |