SEC Form 4 · accession 0001028734-17-000040
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher S Huss
Officer — Capital Markets Director
Period of report
Mar 7, 2017
Accepted (ET)
Mar 9, 2017 · 6:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2017 | M | 1,500 | $7.54 | A | 41,621 | D | |
| Common Stock | Mar 7, 2017 | S | 1,500 | $17.11 | D | 40,121 | D | |
| Common Stock | Mar 7, 2017 | A | 1,802 | $0.00 | A | 41,923 | D | |
| Common Stock | Mar 7, 2017 | A | 2,000 | $0.00 | A | 43,923 | D | |
| Common Stock | Mar 7, 2017 | D | 1,022 | $16.7593 | D | 42,901 | D | |
| Common Stock | Mar 7, 2017 | D | 965 | $16.7593 | D | 41,936 | D | |
| Common Stock | Mar 7, 2017 | D | 934 | $16.7593 | D | 41,002 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $7.54 | Mar 7, 2017 | M | 1,500 | D | May 19, 2013 | May 19, 2017 | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1Restricted stock award, vesting ratably over three years.
- F2Restricted stock award, vesting at the end three years.