SEC Form 4 · accession 0001028734-17-000036
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Dalton
Officer — EVP & Chief Operations Officer
Period of report
Mar 7, 2017
Accepted (ET)
Mar 9, 2017 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2017 | A | 5,956 | $0.00 | A | 102,545 | D | |
| Common StockF2 | Mar 7, 2017 | D | 1,028 | $16.99 | D | 101,517 | D | |
| Common StockF2 | Mar 7, 2017 | D | 810 | $16.99 | D | 100,707 | D | |
| Common StockF2 | Mar 7, 2017 | D | 631 | $16.99 | D | 100,076 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock award, vesting ratably over three years.
- F2Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued restricted stock awards.