SEC Form 5 · accession 0001028734-17-000017
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Pass
Officer — EVP and CIO
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 6:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2016 | J | 274 | $12.25 | A | 14,274 | D | |
| Common StockF2 | Dec 31, 2016 | J | 382 | $11.84 | A | 14,656 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Average price of shares acquired throughout 2016 in a 401k plan at prices with a range of $10.81 to $15.50.
- F2Average price of shares acquired throughout 2016 in an employee stock purchase plan at prices with a range of $10.53 to $15.20.