SEC Form 4 · accession 0001028734-16-000314
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Beth Vitale
Director
Period of report
Nov 28, 2016
Accepted (ET)
Nov 29, 2016 · 7:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2016 | M | 1,500 | $7.54 | A | 1,916 | D | |
| Common Stock | Nov 28, 2016 | S | 1,500 | $15.31 | D | 416 | D | |
| Common Stock | holding | — | — | — | 6,000 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $7.54 | Nov 28, 2016 | M | 1,500 | D | May 19, 2010 | May 19, 2017 | Common Stock | 1,500 | 0 | D |