SEC Form 4 · accession 0001028734-16-000309
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Dalton
Officer — EVP & Chief Operations Officer
Period of report
Nov 15, 2015
Accepted (ET)
Nov 16, 2016 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2015 | S | 5,000 | $14.94 | D | 111,130 | D | |
| Common Stock | holding | — | — | — | 438 | I | by Managed Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold in a range between $14.62 and $15.00, averaging $14.94.