SEC Form 4 · accession 0001028734-16-000251
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Ostertag
Officer — Chief Credit Officer
Period of report
May 11, 2016
Accepted (ET)
May 13, 2016 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2016 | M | 5,667 | $6.62 | A | 69,631 | D | |
| Common Stock | May 11, 2016 | S | 4,068 | $11.87 | D | 65,563 | D | |
| Common Stock | holding | — | — | — | 10,452 | I | by Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $6.62 | May 11, 2016 | M | 5,667 | D | May 20, 2012 | May 20, 2016 | Common Stock | 5,667 | 0 | D |