SEC Form 4 · accession 0001028734-16-000222
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher S Huss
Officer — Capital Markets Director
Period of report
Apr 25, 2016
Accepted (ET)
Apr 26, 2016 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 25, 2016 | M | 50 | $6.02 | A | 64,572 | D | |
| Common Stock | Apr 25, 2016 | S | 50 | $12.28 | D | 64,522 | D | |
| Common Stock | Apr 25, 2016 | M | 1,250 | $6.62 | A | 65,772 | D | |
| Common Stock | Apr 25, 2016 | S | 1,250 | $12.28 | D | 64,522 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $6.02 | Apr 25, 2016 | M | 50 | D | May 20, 2009 | May 20, 2016 | Common Stock | 50 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $6.62 | Apr 25, 2016 | M | 1,250 | D | May 20, 2012 | May 20, 2016 | Common Stock | 1,250 | 0 | D |