SEC Form 4 · accession 0001028734-16-000216
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Noel N Rothman
Director
Period of report
Apr 20, 2016
Accepted (ET)
Apr 22, 2016 · 6:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 20, 2016 | A | 416 | $0.00 | A | 1,267,260 | D | |
| Common Stock | holding | — | — | — | 325 | I | by Managed Account | |
| Common Stock | holding | — | — | — | 148,218 | I | by Partnership | |
| Common Stock | holding | — | — | — | 56,881 | I | by Spouse | |
| Common Stock | holding | — | — | — | 177,941 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted Stock Award, immediately vested at grant.