SEC Form 4 · accession 0001028734-16-000183
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas L Polson
Director
Period of report
Mar 17, 2016
Accepted (ET)
Mar 18, 2016 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2016 | S | 152 | $11.28 | D | 5,126 | D | |
| Common Stock | Mar 17, 2016 | M | 1,000 | $6.02 | A | 6,126 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $6.02 | Mar 17, 2016 | M | 1,000 | D | May 20, 2009 | May 20, 2016 | Common Stock | 1,000 | 0 | D |