SEC Form 4 · accession 0001028734-16-000175
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Ostertag
Officer — Chief Credit Officer
Period of report
Mar 7, 2016
Accepted (ET)
Mar 9, 2016 · 7:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2016 | A | 8,708 | $0.00 | A | 67,378 | D | |
| Common StockF2 | Mar 7, 2016 | D | 948 | $11.45 | D | 66,430 | D | |
| Common StockF2 | Mar 7, 2016 | D | 1,088 | $11.45 | D | 65,342 | D | |
| Common StockF2 | Mar 7, 2016 | D | 1,378 | $11.45 | D | 63,964 | D | |
| Common Stock | holding | — | — | — | 10,452 | I | by Managed Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock award, vesting ratably over three years.
- F2Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued restricted stock awards.