SEC Form 4 · accession 0001028734-16-000167
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Dalton
Officer — EVP & Chief Operations Officer
Period of report
Mar 7, 2016
Accepted (ET)
Mar 9, 2016 · 7:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2016 | A | 5,911 | $0.00 | A | 138,103 | D | |
| Common StockF2 | Mar 7, 2016 | D | 1,024 | $11.45 | D | 137,079 | D | |
| Common StockF2 | Mar 7, 2016 | D | 827 | $11.45 | D | 136,252 | D | |
| Common Stock | holding | — | — | — | 438 | I | by Managed Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock award, vesting ratably over three years.
- F2Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued restricted stock awards.