SEC Form 5 · accession 0001028734-16-000150
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Dalton
Officer — EVP & Chief Operations Officer
Period of report
Dec 31, 2015
Accepted (ET)
Feb 12, 2016 · 8:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2015 | J | 64 | — | A | 132,192 | D | |
| Common Stock | holding | — | — | — | 438 | I | by Managed Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquisition made pursuant to a 401K plan at prices ranging from $11.81 to $12.99