SEC Form 4 · accession 0001028734-15-000124

COBIZ FINANCIAL INC · COBZ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP & Chief Operations Officer

Period of report

Nov 24, 2015

Accepted (ET)

Nov 25, 2015 · 3:12 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001028734

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Nov 24, 2015	S	11,484	$13.53	D	120,644	D
Common Stock	Nov 24, 2015	M	5,667	$6.62	A	126,311	D
Common Stock	Nov 24, 2015	M	5,667	$7.54	A	131,978	D
Common Stock	Nov 24, 2015	M	150	$8.69	A	132,128	D
Common Stock	holding	—	—		—	438	I	by Managed Account

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Non-Qualified Stock Option (right to buy)	$6.62	Nov 24, 2015	M	5,667	D	May 20, 2012	May 20, 2016	Common Stock	5,667	D
Non-Qualified Stock Option (right to buy)	$7.54	Nov 24, 2015	M	5,667	D	May 19, 2013	May 19, 2017	Common Stock	5,667	D
Non-Qualified Stock Option (right to buy)	$8.69	Nov 24, 2015	M	150	D	May 15, 2013	May 13, 2020	Common Stock	150	D