SEC Form 4 · accession 0001028734-15-000112
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Morgan Gust
Director
Period of report
Oct 29, 2015
Accepted (ET)
Nov 2, 2015 · 7:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 29, 2015 | M | 1,000 | $11.08 | A | 5,050 | D | |
| Common Stock | Oct 29, 2015 | S | 1,000 | $13.01 | D | 4,050 | D | |
| Common Stock | Oct 29, 2015 | M | 1,000 | $9.56 | A | 5,050 | D | |
| Common Stock | Oct 29, 2015 | S | 1,000 | $13.01 | D | 4,050 | D | |
| Common Stock | Oct 29, 2015 | M | 1,000 | $7.22 | A | 5,050 | D | |
| Common Stock | Oct 29, 2015 | S | 1,000 | $13.01 | D | 4,050 | D | |
| Common Stock | Oct 29, 2015 | M | 1,000 | $7.54 | A | 5,050 | D | |
| Common Stock | Oct 29, 2015 | S | 1,000 | $13.01 | D | 4,050 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $7.22 | Oct 29, 2015 | M | 1,000 | D | May 18, 2011 | May 18, 2018 | Common Stock | 1,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $7.54 | Oct 29, 2015 | M | 1,000 | D | May 19, 2010 | May 19, 2017 | Common Stock | 1,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $9.56 | Oct 29, 2015 | M | 1,000 | D | May 15, 2013 | May 15, 2020 | Common Stock | 1,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $11.08 | Oct 29, 2015 | M | 1,000 | D | May 15, 2014 | May 15, 2021 | Common Stock | 1,000 | 0 | D |