SEC Form 4 · accession 0001028734-15-000077
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Dalton
Officer — EVP & Chief Operations Officer
Period of report
May 20, 2015
Accepted (ET)
May 22, 2015 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 20, 2015 | S | 4,000 | $11.96 | D | 139,351 | D | |
| Common StockF2 | May 21, 2015 | S | 4,000 | $12.07 | D | 135,351 | D | |
| Common StockF3 | May 22, 2015 | S | 3,223 | $11.82 | D | 132,128 | D | |
| Common Stock | holding | — | — | — | 4,993 | I | by Managed Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold at an average price of $11.96, ranging from $11.95-$11.98.
- F2Shares sold at an average price of $12.07, ranging from $12.00-$12.13.
- F3Shares sold at an average price of $11.82, ranging from $11.77-$11.89.