SEC Form 4 · accession 0001028734-15-000073
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Morgan Gust
Director
Period of report
May 11, 2015
Accepted (ET)
May 12, 2015 · 1:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2015 | M | 1,000 | $11.26 | A | 5,050 | D | |
| Common Stock | May 11, 2015 | S | 1,000 | $11.72 | D | 4,050 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $11.26 | May 11, 2015 | M | 1,000 | D | May 14, 2008 | May 14, 2015 | Common Stock | 1,000 | 0 | D |