SEC Form 4 · accession 0001028734-15-000029
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sue Hermann
Officer — SVP & Communications Director
Period of report
Mar 7, 2015
Accepted (ET)
Mar 11, 2015 · 9:20 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2015 | A | 1,863 | $0.00 | A | 13,054 | D | |
| Common StockF2 | Mar 7, 2015 | D | 257 | $11.50 | D | 12,797 | D | |
| Common StockF2 | Mar 7, 2015 | D | 135 | $11.50 | D | 12,662 | D | |
| Common StockF2 | Mar 7, 2015 | D | 161 | $11.50 | D | 12,501 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock award, vesting ratably over three years.
- F2Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued restricted stock awards.