SEC Form 5 · accession 0001028734-15-000019
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Pass
Officer — EVP and CIO
Period of report
Dec 31, 2014
Accepted (ET)
Feb 12, 2015 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2014 | J | 405 | — | A | 13,843 | D | |
| Common StockF2 | Dec 31, 2014 | J | 273 | — | A | 14,116 | D | |
| Common Stock | holding | — | — | — | 3,870 | I | by Managed Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquisition made pursuant to an employee stock purchase plan at prices ranging from $9.69 to $11.82
- F2acquisition made pursuant to an 401K plan at prices ranging from $10.13 to $13.33