SEC Form 4 · accession 0001179110-18-012517
KMG CHEMICALS INC · KMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher T. Fraser
Officer — President and CEO · Director
Period of report
Oct 31, 2018
Accepted (ET)
Nov 2, 2018 · 8:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2018 | M | 28,804 | $75.02 | A | 313,108 | D | |
| Common Stock | Oct 31, 2018 | M | 5,761 | $75.02 | A | 318,869 | D | |
| Common Stock | Oct 31, 2018 | M | 51,845 | $75.02 | A | 88,445 | I | by Deferred Compensation Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Time Based Award | $0.00 | Oct 31, 2018 | M | 1 | D | Oct 31, 2018 | Oct 31, 2018 | Common Stock | 28,804 | 1 | D |
| Performance Based AwardF1 | $0.00 | Oct 31, 2018 | M | 1 | D | Oct 31, 2018 | Oct 31, 2018 | Common Stock | 57,606 | 2 | D |
Explanation of responses
- F1Amount of shares vested at maximum.