SEC Form 4 · accession 0001179110-18-012515
KMG CHEMICALS INC · KMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ernest C. Kremling II
Officer — Vice President of Operations
Period of report
Oct 31, 2018
Accepted (ET)
Nov 2, 2018 · 8:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2018 | M | 11,707 | $75.02 | A | 60,413 | D | |
| Common Stock | Oct 31, 2018 | M | 10,242 | $75.02 | A | 10,242 | I | by Deferred Compensation Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Time Based Award | $0.00 | Oct 31, 2018 | M | 1 | D | Oct 31, 2018 | Oct 31, 2018 | Common Stock | 7,317 | 2 | D |
| Performance Based AwardF1 | $0.00 | Oct 31, 2018 | M | 1 | D | Oct 31, 2018 | Oct 31, 2018 | Common Stock | 14,632 | 2 | D |
Explanation of responses
- F1Amount of shares vested at maximum