SEC Form 4 · accession 0001179110-18-012512

KMG CHEMICALS INC · KMG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — VP of Human Resources

Period of report

Oct 31, 2018

Accepted (ET)

Nov 2, 2018 · 8:34 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001028215

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Oct 31, 2018	M	4,834	$75.02	A	38,047	D
Common Stock^F1	Oct 31, 2018	F	1,322	$75.02	D	36,725	D
Common Stock	Oct 31, 2018	M	967	$75.02	A	37,692	D
Common Stock^F1	Oct 31, 2018	F	264	$75.02	D	37,428	D
Common Stock	Oct 31, 2018	M	8,701	$75.02	A	8,701	I	by Deferred Compensation Plan
Common Stock^F1	Oct 31, 2018	F	204	$75.02	D	8,497	I	by Deferred Compensation Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Time Based Award	$0.00	Oct 31, 2018	M	1	D	Oct 31, 2018	Oct 31, 2018	Common Stock	4,834	0	D
Performance Based Award^F2	$0.00	Oct 31, 2018	M	1	D	Oct 31, 2018	Oct 31, 2018	Common Stock	9,668	2	D