SEC Form 4 · accession 0001179110-18-012511
KMG CHEMICALS INC · KMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Roger C Jackson
Officer — Vice President, Gen Counsel
Period of report
Oct 31, 2018
Accepted (ET)
Nov 2, 2018 · 8:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2018 | M | 14,556 | $75.02 | A | 109,702 | D | |
| Common StockF1 | Oct 31, 2018 | F | 3,930 | $75.02 | D | 105,772 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Time Based Award | $0.00 | Oct 31, 2018 | M | 1 | D | Oct 31, 2018 | Oct 31, 2018 | Common Stock | 4,852 | 0 | D |
| Performance Based AwardF2 | $0.00 | Oct 31, 2018 | M | 1 | D | Oct 31, 2018 | Oct 31, 2018 | Common Stock | 9,704 | 2 | D |
Explanation of responses
- F1Shares withheld for payment of tax obligation.
- F2Amount of shares vested at maximum.