SEC Form 4 · accession 0001179110-18-005496
KMG CHEMICALS INC · KMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marvin T. Green III
Officer — Chief Financial Officer
Period of report
Apr 5, 2018
Accepted (ET)
Apr 9, 2018 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028215
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance-Based Stock AwardF3,F2 | $0.00 | Mar 6, 2018 | A | 1 | A | Oct 31, 2018 | Oct 31, 2018 | Common Stock | 375 | 3 | D |
| Performance-Based Stock AwardF3,F2 | $0.00 | Mar 6, 2018 | A | 1 | A | Jul 31, 2019 | Jul 31, 2019 | Common Stock | 562 | 4 | D |
| Time-Based Stock AwardF3,F1 | $0.00 | Mar 6, 2018 | A | 1 | A | Oct 31, 2018 | Oct 31, 2018 | Common Stock | 375 | 4 | D |
| Time-Based Stock AwardF3,F1 | $0.00 | Mar 6, 2018 | A | 1 | A | Jul 31, 2019 | Jul 31, 2019 | Common Stock | 563 | 5 | D |
| Time-based Stock AwardF1 | $0.00 | Apr 5, 2018 | A | 1 | A | Jul 31, 2018 | Jul 31, 2018 | Common Stock | 750 | 6 | D |
| Time-Based Stock AwardF1 | $0.00 | Apr 5, 2018 | A | 1 | A | Jul 31, 2020 | Jul 31, 2020 | Common Stock | 750 | 7 | D |
Explanation of responses
- F1Vesting of common shares is time-based on the expiration date listed above. Vested shares are issued within approximately 2.5 months after vesting.
- F2Vesting of these common shares is performance-based over a measurement period ended on the expiration date listed above. Vested shares are issued within approximately 2.5 months after vesting date.
- F3Data entry error on previous filing. Incorrect value entered.