SEC Form 4 · accession 0001179110-17-015053
KMG CHEMICALS INC · KMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher T. Fraser
Officer — President and CEO · Director
Period of report
Dec 4, 2017
Accepted (ET)
Dec 6, 2017 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028215
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Based Stock Award Unit 4F1 | $0.00 | Dec 4, 2017 | A | 1 | A | Jul 31, 2020 | Jul 31, 2020 | Common Stock | 27,278 | 2 | D |
| Performance Based Stock Award Series 3F2 | $0.00 | Dec 4, 2017 | A | 1 | A | Jul 31, 2018 | Jul 31, 2018 | Common Stock | 10,000 | 1 | D |
| Performance Based Stock Award Series 3F2 | $0.00 | Dec 4, 2017 | A | 1 | A | Jul 31, 2018 | Jul 31, 2018 | Common Stock | 4,000 | 1 | D |
Explanation of responses
- F1Vesting of common shares is performance based over a measurement period ended 7/31/2020. Vested shares are awarded within approximately 2.5 months after 7/31/2020.
- F2Vesting of common shares is performance based over a measurement period ended 7/31/2017. Vested shares are awarded within approximately 2.5 months after 7/31/2020.