SEC Form 4 · accession 0001179110-17-012713
KMG CHEMICALS INC · KMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher T. Fraser
Officer — President and CEO · Director
Period of report
Sep 23, 2017
Accepted (ET)
Sep 26, 2017 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Sep 23, 2017 | A | 6,000 | $51.38 | A | 197,851 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| TIME BASED AWARD Series 1 | $0.00 | Sep 23, 2017 | M | 1 | A | Sep 23, 2017 | Sep 23, 2017 | COMMON STOCK | 6,000 | 5 | D |