SEC Form 4 · accession 0001179110-17-010995
KMG CHEMICALS INC · KMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher T. Fraser
Officer — President and CEO · Director
Period of report
Dec 9, 2014
Accepted (ET)
Aug 2, 2017 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Aug 1, 2017 | A | 10,000 | $50.62 | A | 183,043 | D | |
| COMMON STOCK | Aug 1, 2017 | A | 4,000 | $50.62 | A | 187,043 | D | |
| COMMON STOCK | Jul 31, 2017 | A | 17,347 | $50.62 | A | 204,390 | D | |
| COMMON STOCKF1 | Jul 31, 2017 | F | 12,539 | $50.62 | D | 191,851 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Based Restricted Stock Series 3 | $0.00 | Aug 5, 2016 | M | 1 | D | Jul 31, 2017 | Jul 31, 2017 | COMMON STOCK | 10,000 | 2 | D |
| Performance Based Restricted Stock Series 3 | $0.00 | Aug 5, 2016 | M | 1 | D | Jul 31, 2017 | Jul 31, 2017 | COMMON STOCK | 4,000 | 1 | D |
| Time Based Award | $0.00 | Dec 9, 2014 | M | 1 | D | Jul 31, 2017 | Jul 31, 2017 | COMMON STOCK | 17,347 | 6 | D |
Explanation of responses
- F1Shares withheld for payment of tax withholding.