SEC Form 4/A · accession 0001179110-17-001849
KMG CHEMICALS INC · KMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Christopher W Gonser
Officer — VP of Human Resources
Period of report
Dec 5, 2016
Accepted (ET)
Feb 7, 2017 · 12:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 5, 2016 | A | 2,000 | $34.25 | A | 35,050 | D | |
| COMMON STOCKF2 | Dec 5, 2016 | D | 547 | $34.25 | D | 34,503 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Time Based Restricted Stock AwardF1 | $0.00 | Feb 25, 2014 | M | 1 | D | Dec 5, 2016 | Dec 5, 2016 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Amount of shares vested at 100%. Vesting of common shares is time based over a measurement of time ending 12/05/2016.
- F2Corrects previous filing to reflect withholding of shares for tax liability.