SEC Form 4 · accession 0001179110-16-028372
KMG CHEMICALS INC · KMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher T. Fraser
Officer — President and CEO · Director
Period of report
Aug 5, 2016
Accepted (ET)
Aug 8, 2016 · 10:33 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 5, 2016 | A | 10,000 | $27.57 | A | 104,576 | D | |
| Common StockF1 | Aug 5, 2016 | A | 4,000 | $27.57 | A | 108,576 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Based Restricted Stock Series 3 | $0.00 | Aug 5, 2016 | D | 1 | D | Jul 31, 2016 | Jul 31, 2016 | Common Stock | 10,000 | 2 | D |
| Performance Based Restricted Stock Series 3 | $0.00 | Aug 5, 2016 | D | 1 | D | Jul 31, 2016 | Jul 31, 2016 | Common Stock | 4,000 | 1 | D |
Explanation of responses
- F1Price is closing price on August 4, 2016