SEC Form 4 · accession 0001179110-16-018297
KMG CHEMICALS INC · KMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew C Lau
Officer — VP of KMG Electronic Chemicals
Period of report
Jan 29, 2016
Accepted (ET)
Feb 2, 2016 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028215
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Time Based Stock Award | $0.00 | Jan 29, 2016 | A | 1 | A | Oct 31, 2018 | Oct 31, 2018 | Common Stock | 6,259 | 2 | D |
| Performance Based Stock Award Series 1F1 | $0.00 | Jan 29, 2016 | A | 1 | A | Oct 31, 2018 | Oct 31, 2018 | Common Stock | 6,258 | 3 | D |
Explanation of responses
- F1Amount of shares is at target, 200% of target is at maximum and 50% of target is at threshold.