SEC Form 4 · accession 0001179110-15-013799
KMG CHEMICALS INC · KMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher T. Fraser
Officer — President and CEO · Director
Period of report
Oct 1, 2015
Accepted (ET)
Oct 5, 2015 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 1, 2015 | A | 4,000 | $19.24 | A | 86,076 | D | |
| Common Stock | Oct 1, 2015 | A | 10,000 | $19.24 | A | 92,076 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Based Restricted Stock Series 3 | $0.00 | Oct 1, 2015 | D | 1 | A | Jul 31, 2015 | Jul 31, 2015 | Common Stock | 10,000 | 1 | D |
| Performance Based Restricted Stock Series 3 | $0.00 | Oct 1, 2015 | D | 1 | A | Jul 31, 2015 | Jul 31, 2015 | Common Stock | 4,000 | 0 | D |