SEC Form 4 · accession 0001027884-17-000064
CHICAGO BRIDGE & IRON CO N V · CBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip K Asherman
Officer — President and CEO · Director
Period of report
Feb 17, 2017
Accepted (ET)
Feb 22, 2017 · 3:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001027884
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 17, 2017 | F | 22,256 | $33.95 | D | 399,673 | D | |
| Common StockF2 | Feb 17, 2017 | M | 9,990 | $30.51 | A | 409,663 | D | |
| Common StockF2 | Feb 21, 2017 | M | 9,136 | $29.61 | A | 418,799 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $30.51 | Feb 17, 2017 | M | 9,990 | D | Feb 21, 2010 | Feb 21, 2017 | Common Stock | 9,990 | 0 | D |
| Stock Option (Right to Buy) | $29.61 | Feb 21, 2017 | M | 9,136 | D | Feb 28, 2010 | Feb 28, 2017 | Common Stock | 9,136 | 0 | D |
Explanation of responses
- F1Tax withholding in connection with the vesting of restricted stock.
- F2The transactions represented in these 2 lines were effected pursuant to a Rule 10b5-1 Options Exercise Plan-No Sales, adopted by the reporting person on February 16, 2017.