SEC Form 4 · accession 0001027884-16-000455
CHICAGO BRIDGE & IRON CO N V · CBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip K Asherman
Officer — President and CEO · Director
Period of report
Aug 18, 2016
Accepted (ET)
Aug 22, 2016 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001027884
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 18, 2016 | S | 98,500 | $33.4529 | D | 478,050 | D | |
| Common StockF3 | Aug 19, 2016 | S | 150,000 | $32.6293 | D | 328,050 | D | |
| Common Stock | holding | — | — | — | 30,718 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales represented in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 8, 2016.
- F2This transaction was executed in mulitple trades at prices ranging from $33.28 to $33.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in mulitple trades at prices ranging from $32.44 to $33.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.