SEC Form 4 · accession 0001027884-15-000188
CHICAGO BRIDGE & IRON CO N V · CBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W. Sabin
Officer — Executive Vice President
Period of report
Jun 1, 2015
Accepted (ET)
Jun 2, 2015 · 9:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001027884
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2015 | S | 1,885 | $55.50 | D | 19,966 | D | |
| Common Stock | Jun 1, 2015 | M | 4,141 | $33.38 | A | 24,107 | D | |
| Common Stock | Jun 1, 2015 | S | 4,141 | $55.50 | D | 19,966 | D | |
| Common Stock | Jun 1, 2015 | M | 825 | $30.36 | A | 20,791 | D | |
| Common Stock | Jun 1, 2015 | S | 825 | $55.50 | D | 19,966 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $33.38 | Jun 1, 2015 | M | 4,141 | D | Jan 1, 2015 | Oct 29, 2020 | Common Stock | 4,141 | 0 | D |
| Stock Option (Right to Buy) | $30.36 | Jun 1, 2015 | M | 825 | D | Jan 1, 2014 | Oct 29, 2019 | Common Stock | 825 | 0 | D |
Explanation of responses
- F1The sales represented in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on May 20, 2015.
- F2The Form 3 filed on behalf of the Reporting Person on February 24, 2014 inadvertently misstated the number of securities underlying the exercised stock option. This filing reflects the correct number of shares beneficially held by the Reporting Person following the reported transaction and the remaining number of stock options held by the Reporting Person.