SEC Form 4 · accession 0001437749-19-004944
TACTILE SYSTEMS TECHNOLOGY INC · TCMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J. Folkes
Officer — Chief Operating Officer
Period of report
Mar 12, 2019
Accepted (ET)
Mar 14, 2019 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001027838
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2019 | M | 2,500 | $0.96 | A | 111,654 | D | |
| Common Stock | Mar 12, 2019 | S | 2,500 | $70.36 | D | 109,154 | D | |
| Common Stock | Mar 14, 2019 | M | 2,500 | $0.96 | A | 111,654 | D | |
| Common Stock | Mar 14, 2019 | S | 2,500 | $61.72 | D | 109,154 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $0.96 | Mar 12, 2019 | M | 2,500 | D | — | Oct 13, 2023 | Common Stock | 2,500 | 17,500 | D |
| Employee Stock Option (right to buy)F3 | $0.96 | Mar 14, 2019 | M | 2,500 | D | — | Oct 13, 2023 | Common Stock | 2,500 | 15,000 | D |
Explanation of responses
- F1Stock option exercise effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2018.
- F2Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2018.
- F3Fully vested.