SEC Form 4 · accession 0001437749-19-000997
TACTILE SYSTEMS TECHNOLOGY INC · TCMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J. Folkes
Officer — Chief Operating Officer
Period of report
Jan 15, 2019
Accepted (ET)
Jan 17, 2019 · 6:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001027838
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2019 | M | 2,500 | $0.96 | A | 110,270 | D | |
| Common Stock | Jan 15, 2019 | S | 2,500 | $59.49 | D | 107,770 | D | |
| Common Stock | Jan 17, 2019 | M | 2,500 | $0.96 | A | 110,270 | D | |
| Common Stock | Jan 17, 2019 | S | 2,500 | $60.85 | D | 107,770 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $0.96 | Jan 15, 2019 | M | 2,500 | D | — | Oct 13, 2023 | Common Stock | 2,500 | 27,500 | D |
| Employee Stock Option (right to buy)F3 | $0.96 | Jan 17, 2019 | M | 2,500 | D | — | Oct 13, 2023 | Common Stock | 2,500 | 25,000 | D |
Explanation of responses
- F1Stock option exercise effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2018.
- F2Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2018.
- F3Fully vested.