SEC Form 4/A · accession 0001437749-17-020190
TACTILE SYSTEMS TECHNOLOGY INC · TCMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert J. Folkes
Officer — Chief Operating Officer
Period of report
Oct 2, 2017
Accepted (ET)
Dec 5, 2017 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001027838
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 2, 2017 | M | 2,955 | $0.51 | A | 134,792 | D | |
| Common StockF3 | Oct 2, 2017 | S | 2,955 | $30.81 | D | 131,837 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F4 | $0.51 | Oct 2, 2017 | M | 2,955 | D | — | Jun 4, 2019 | Common Stock | 2,955 | 5,910 | D |
Explanation of responses
- F1The Form 4 filed on October 4, 2017, unintentionally omitted the stock option exercise of 2,955 shares.
- F2As previously reported, sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2017.
- F3Reflects the weighted average price of 2,955 shares of common stock of Tactile Systems Technology, Inc. sold by the reporting person in multiple transactions on October 2, 2017 with sale prices ranging from $30.62 to $30.98 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Fully vested.