SEC Form 4 · accession 0001437749-16-043417
TACTILE SYSTEMS TECHNOLOGY INC · TCMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Nigon
Director
Period of report
Dec 13, 2016
Accepted (ET)
Dec 15, 2016 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001027838
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2016 | M | 6,103 | $0.68 | A | 14,755 | D | |
| Common StockF1 | holding | — | — | — | 5,175 | I | By IRA | |
| Common StockF2 | holding | — | — | — | 14,471 | I | By SEP IRA | |
| Common StockF3 | holding | — | — | — | 9,000 | I | By Rollover IRA | |
| Common StockF4 | holding | — | — | — | 66,470 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5,F6 | $0.68 | Dec 13, 2016 | M | 6,103 | D | — | Dec 4, 2022 | Common Stock | 6,103 | 0 | D |
Explanation of responses
- F1Represents securities held by Stifel Nicolaus Custodian FBO Richard J. Nigon IRA Acct.
- F2Represents securities held by Stifel Nicolaus Custodian FBO Richard J. Nigon SEP IRA Acct.
- F3Represents securities held by Stifel Nicolaus Custodian for Richard Nigon / Rollover IRA.
- F4Represents securities held by Richard Nigon, Trustee of the Mary Nigon Revocable Trust under Agreement dated August 19, 2015.
- F5The reporting person's Form 3 filed on July 27, 2016 inadvertently understated the reporting person's stock option by 2 shares.
- F6Fully vested.