SEC Form 4 · accession 0001437749-16-036477

TACTILE SYSTEMS TECHNOLOGY INC · TCMD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Aug 2, 2016

Accepted (ET)

Aug 4, 2016 · 4:31 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001027838

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Aug 2, 2016	C	39,489	—	A	300,973	D
Common Stock^F1,F3	Aug 2, 2016	C	17,138	—	A	17,138	I	By Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series A Preferred Stock^F1,F2	—	Aug 2, 2016	C	27,969	D	—	—	Common Stock	27,969	0	D
Series A Preferred Stock^F1,F3,F2	—	Aug 2, 2016	C	12,139	D	—	—	Common Stock	12,139	0	I

F1Each share of Series A Preferred Stock was convertible at any time at the option of the holder, and converted automatically into shares of the Issuer's Common Stock on a one for 1.027 basis in connection with the closing of the Issuer's initial public offering. In addition, the holder was entitled to receive additional shares of common stock equal to the original purchase price per share ($4.2301) divided by the price to the public of the shares of common stock issued in the Issuer's initial public offering.
F2The securities did not have an expiration date. The securities converted automatically into shares of the Issuer's Common Stock in connection with the closing of the Issuer's initial public offering.
F3Represents securities held by Gerald I. Mattys and Wife Trust.