SEC Form 4 · accession 0000897101-16-002908
VALSPAR CORP · VAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian R Friendly
Director
Period of report
Sep 7, 2016
Accepted (ET)
Sep 9, 2016 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Jun 21, 2016 | J | 14,378 | — | D | 0 | I | Trust |
| Common stockF1 | Jun 21, 2016 | J | 14,378 | — | A | 21,131 | D | |
| Common stockF2,F1 | Jun 29, 2016 | G | 18,936 | — | D | 2,195 | D | |
| Common stockF3 | Sep 7, 2016 | J | 104 | $105.7062 | A | 2,299 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 21, 2016, Mr. Friendly transferred 14,378 shares from an irrevocable trust, reported as indirect ownership on his most recent Form 4, to a revocable trust in which he previously held 6,651 shares, which were reported as direct ownership on his most recent Form 4.
- F2Gift
- F3A portion of the director's quarterly retainer paid in stock.