SEC Form 4 · accession 0000897101-16-002530
VALSPAR CORP · VAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rolf Engh
Officer — Executive VP
Period of report
Jun 17, 2016
Accepted (ET)
Jun 21, 2016 · 8:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Jun 17, 2016 | M | 24,000 | $26.87 | A | 518,733 | D | |
| Common stockF2 | holding | — | — | — | 55,478 | I | Savings and Retirement Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy) | $26.87 | Jun 17, 2016 | M | 24,000 | D | Oct 18, 2006 | Oct 18, 2016 | Common stock | 24,000 | 0 | D |
Explanation of responses
- F1Mr. Engh's most recent Form 4 filed on January 19, 2016 inadvertently included an additional 5,500 shares which he had previously disposed, comprised of 3,050 shares and 2,450 shares that he donated in May and November of 2015, respectively. Such shares have been removed from his total share ownership in this Form 4.
- F2Vested shares in Valspar Savings and Retirement Plan as of allocation date 10/30/15.