SEC Form 4/A · accession 0000897101-15-001664
VALSPAR CORP · VAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gary E Hendrickson
Officer — Chairman, President and CEO · Director
Period of report
Dec 7, 2015
Accepted (ET)
Dec 15, 2015 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Dec 7, 2015 | M | 50,000 | $22.68 | A | 178,757 | D | |
| Common stock | Dec 7, 2015 | S | 50,000 | $84.6553 | D | 128,757 | D | |
| Common stock | holding | — | — | — | 68,324 | I | Trust | |
| Common stock | holding | — | — | — | 10,641 | I | Trust | |
| Common stock | holding | — | — | — | 6,259 | I | Trust | |
| Common stockF1 | holding | — | — | — | 11,765 | I | Savings and Retirement Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy) | $22.68 | Dec 7, 2015 | M | 50,000 | D | Feb 27, 2013 | Feb 27, 2018 | common stock | 50,000 | 25,000 | D |
Explanation of responses
- F1Vested shares in Valspar Savings and Retirement Plan as of allocation date 10/31/14
Remarks
This amendment is being filed to report the purchase and sale of 50,000 shares relating to an option exercised on 12/07/15, which was inadvertently omitted on Table I of the 12/9/15 filing.