SEC Form 4 · accession 0000897101-15-001323
VALSPAR CORP · VAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard C Heckes
Officer — Executive Vice President
Period of report
Sep 30, 2015
Accepted (ET)
Oct 2, 2015 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102741
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | holding | — | — | — | 47,107 | D | ||
| common stockF1 | holding | — | — | — | 1,973 | I | Savings and Retirement Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock option (right to buy)F2,F3 | $71.88 | Sep 30, 2015 | A | 26,330 | A | Sep 30, 2016 | Sep 30, 2025 | common stock | 26,330 | 26,330 | D |
Explanation of responses
- F1Vested shares in Valspar Savings and Retirement Plan as of allocation date 2/18/15
- F2stock option grant
- F3stock option grant, vests in one-thirds starting one year from grant date