SEC Form 4 · accession 0000900440-17-000012
VALMONT INDUSTRIES INC · VMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Ruffalo
Officer — Group President E&M, NA Struct
Period of report
Feb 27, 2017
Accepted (ET)
Feb 28, 2017 · 3:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000102729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2017 | M | 5,411 | $104.47 | A | 9,191 | D | |
| Common Stock | Feb 27, 2017 | F | 4,146 | $159.45 | D | 5,045 | D | |
| Common Stock | Feb 27, 2017 | M | 1,266 | $120.91 | A | 6,311 | D | |
| Common Stock | Feb 27, 2017 | F | 1,075 | $159.45 | D | 5,236 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF1 | $104.47 | Feb 27, 2017 | M | 5,411 | D | Dec 16, 2016 | Dec 16, 2022 | Common Stock | 16,234 | 10,823 | D |
| Non-Qualified Stock OptionF2 | $120.91 | Feb 27, 2017 | M | 1,266 | D | Mar 10, 2016 | Mar 10, 2022 | Common Stock | 3,800 | 2,534 | D |
Explanation of responses
- F1The option vests in three equal installments commencng on December 16,2016.
- F2The option vests in three equal installments commencing on March 10, 2016.