SEC Form 4 · accession 0001181431-15-003172
EPIQ SYSTEMS INC · EPIQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sien Fat Karin - Joyce Tjon
Officer — Executive Vice President & CFO
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001027207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 20, 2015 | A | 50,000 | $0.00 | A | 141,891 | D | |
| Common StockF2 | Feb 20, 2015 | A | 8,205 | $0.00 | A | 150,096 | D | |
| Common StockF3 | Feb 20, 2015 | F | 2,625 | $18.28 | D | 147,471 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This restricted stock award vests upon certification of the achievement of certain financial criteria for the year ended December 31, 2015, by the Issuer's compensation committee.
- F2Represents fully vested common stock granted to the Reporting Person for achievement of 2014 objectives.
- F3Represents the mandatory sale to the Issuer for taxes due in connection with the grant of fully vested common stock.