SEC Form 5 · accession 0001181431-15-002414
EPIQ SYSTEMS INC · EPIQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tom W Olofson
Officer — Chairman & CEO · Director · 10% Owner
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 11:50 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001027207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 24, 2014 | G | 100,000 | $0.00 | D | 3,595,072 | D | |
| Common Stock | Nov 24, 2014 | G | 200,000 | $0.00 | D | 3,395,072 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The gift reported was made by Mr. Olofson to the Tom W. and Jeanne H. Olofson Foundation (the "Foundation"). The Foundation is a charitable organization of which Mr. Olofson is the Chairman and Treasurer and Jeanne H. Olofson is the President and Secretary. Neither Mr. Olofson nor Jeanne H. Olofson has any pecuniary interest in shares held by the Foundation.
- F2The gift reported was made by Mr. Olofson to an immediate family member who does not share Mr. Olofson's household.