SEC Form 4 · accession 0000899243-16-025858
EPIQ SYSTEMS INC · EPIQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles C. Connely IV
Director
Period of report
Jul 28, 2016
Accepted (ET)
Jul 28, 2016 · 8:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001027207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jul 28, 2016 | A | 5,000 | $0.00 | A | 25,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock award approved by the board of directors of Epiq Systems, Inc. on January 28, 2016, subject to shareholder approval of the Amended and Restated 2004 Equity Incentive Plan. The shareholders approved the plan on July 28, 2016.
- F2The restricted stock vested immediately on July 28, 2016.
- F3Common stock of 25,000 shown in Table 1 excludes currently exercisable stock options of 10,000. The total amount of common stock and stock options is 35,000.