SEC Form 4 · accession 0000899243-16-025857
EPIQ SYSTEMS INC · EPIQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad D. Scott
Officer — President & COO · Director
Period of report
Jul 28, 2016
Accepted (ET)
Jul 28, 2016 · 8:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001027207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 28, 2016 | A | 53,049 | $0.00 | A | 349,119 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock award approved by the board of directors of Epiq Systems, Inc. on January 28, 2016, subject to shareholder approval of the Amended and Restated 2004 Equity Incentive Plan. The shareholders approved the plan on July 28, 2016.
- F2The restricted stock will vest in three equal installments on January 28, 2017, 2018 and 2019, subject to continuous employment through each vesting date.