SEC Form 5/A · accession 0000899243-15-001665
EPIQ SYSTEMS INC · EPIQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 5/A). It replaces an earlier filing for the same period.
Reporting owner
Tom W Olofson
Officer — Chairman & CEO · Director · 10% Owner
Period of report
Dec 31, 2014
Accepted (ET)
Jul 24, 2015 · 8:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001027207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 24, 2014 | G | 200,000 | $0.00 | D | 3,495,072 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The gift reported was made by Mr. Olofson to an immediate family member who does not share Mr. Olofson's household.
- F2This amendment is being filed solely to correct the number of shares reported as disposed by Mr. Olofson in the original Form 5. The original Form 5 reported that Mr. Olofson gifted 100,000 shares of common stock to the Tom W. and Jeanne H. Olofson Foundation (the "Foundation") and, therefore, no longer beneficially held such shares following such gift. Even though Mr. Olofson did gift 100,000 shares to the Foundation, those shares remained in Mr. Olofson's beneficial ownership and should not have been deducted from the total beneficial ownership reported in Column 5. After giving effect to the gift to the Foundation reported in the original Form 5, the Foundation holds 280,000 shares and all of those shares are included in Column 5 of this amendment. The Form 4 that was filed by Mr. Olofson after the date of the original Form 5 accurately reported Mr. Olofson's total beneficial ownership, including the 280,000 shares held by the Foundation.