SEC Form 4 · accession 0001144204-16-125932
FIRST SOUTH BANCORP INC /VA/ · FSBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Randy Woodson
Officer — EVP-Chief Banking Officer
Period of report
Sep 28, 2016
Accepted (ET)
Sep 29, 2016 · 10:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001027183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 28, 2016 | I | 599 | $9.96 | A | 21,616 | I | By 401(k) Plan |
| Common Stock | holding | — | — | — | 200 | D | ||
| Common StockF1 | holding | — | — | — | 1,300 | D | ||
| Common StockF1 | holding | — | — | — | 1,300 | D | ||
| Common StockF2 | holding | — | — | — | 3,130 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1A total of 2,600 shares of Restricted Stock were granted on 2/14/14. Beginning on 2/14/15, shares vest and become earned in four equal annual installments of 650 shares each. A total of 1,300 shares remain to be vested.
- F2Between the date of Reporting Person's last Form 4 filing (September 27, 2016) and the date of the current filing, ten (10) shares of the Issuer's common stock were acquired under the IRA via dividend reinvestment.